Analyst, Investment Compliance

Janus Henderson Investors is committed to helping clients achieve superior financial outcomes through disciplined investments and insights. The Investment Compliance Analyst will monitor compliance with regulatory requirements and investment limitations, providing support to Portfolio Management, Trading, and Operations teams while enhancing the Investment Compliance framework.

Responsibilities

• Assist in providing support to Investments, Trading and Trade Operations regarding daily compliance exceptions and resolution
• Conduct, research and use problem solving skills to determine root cause of daily compliance exceptions
• Perform detailed reviews and/or complex calculations to confirm compliance with investment guidelines, regulatory restrictions, and/or ad-hoc requests
• Identify and communicate potential compliance issues and recommend corrective action where necessary
• Assist in preparing compliance reports to support ongoing compliance monitoring and testing as well as to provide documentation and information to management
• Partner with global counterparts to ensure appropriate regional coverage for pre-trade as well as find opportunities for global consistency
• Carry out additional duties as assigned

Skills

• Bachelor's degree and relevant industry experience required
• Intermediate computer skills, including Microsoft Excel
• Strong analytical and problem-solving skills, attention to detail and ability to exercise balanced judgment and decision making under pressure required
• Familiarity with equity and fixed income securities and derivatives products required
• Proactive and highly self-motivated, possessing strong written and verbal communication skills, with the ability to communicate effectively at all levels, influence and maintain relationships, and manage client expectations and competing priorities
• Knowledge of fund management processes, instruments, products, and funds
• Good planning, prioritization, and organizational skills
• High energy, positive attitude, enthusiastic, professional, with a strong work ethic and willingness to engage senior team members when appropriate
• Some experience within asset management across a broad range of products and investment management fields is preferred
• Experience with Microsoft SQL, Visual Basic, Charles River, Aladdin and/or Bloomberg a plus
• Understanding of current and proposed regulatory requirements impacting the Funds Management industry a plus

Benefits

• Generous Holiday policies
• Paid volunteer time to step away from your desk and into the community
• Support to grow through professional development courses, tuition/qualification reimbursement and more
• Maternal/paternal leave benefits and family services
• Complimentary subscription to Headspace – the mindfulness app
• Corporate membership to ClassPass and other health and well-being benefits
• Unique employee events and programs including a 14er challenge
• Complimentary beverages, snacks and all employee Happy Hours
• Competitive compensation
• Pension/retirement plans
• Various health, wellbeing and lifestyle benefits

Company Overview

Company H1B Sponsorship